-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WqFFSHtIdzVTC3P/7bp4WTJDaofMRzWDkpsl/WVU4oCJ0eU6ShqMGg66SVuAwGkp 2qN166ZWv4u88R1KRaQG0A== 0000950135-97-000545.txt : 19970222 0000950135-97-000545.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950135-97-000545 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD GROUP MEMBERS: ADVENT ATLANTIC AND PACIFIC II L.P. GROUP MEMBERS: ADVENT INDUSTRIAL II L.P. GROUP MEMBERS: ADVENT NEW YORK L.P. GROUP MEMBERS: ADVENT VI L P GROUP MEMBERS: TA VENTURE INVESTORS LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONIC SOLUTIONS/CA/ CENTRAL INDEX KEY: 0000916235 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 930925818 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49461 FILM NUMBER: 97528838 BUSINESS ADDRESS: STREET 1: 101 ROWLAND WAY STE 110 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 4158938000 MAIL ADDRESS: STREET 1: 101 ROWLAND WAY STREET 2: STE 110 CITY: NOVATO STATE: CA ZIP: 94945 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT VI L P CENTRAL INDEX KEY: 0000932664 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510309893 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: C/O TA ASSOCIATES STREET 2: 125 HIGH STREET SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 ADVENT VI L.P AMENDMENT NO 2 TO SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Sonic Solutions - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 835460 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this / / statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages SEC 1745 (10-85) 2 CUSIP NO. 835460 10 6 13G PAGE 2 OF 4 PAGES - -------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Advent VI L.P. 51-0309893 Advent Atlantic and Pacific II L.P. 04-3123521 Advent New York L.P. 04-3095408 Advent Industrial II L.P. 51-0314268 TA Venture Investors Limited Partnership 04-3068354 - -------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /X/ (b) / / - -------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Advent VI L.P. Delaware Advent Atlantic and Pacific II L.P. Delaware Advent New York L.P. Delaware Advent Industrial II L.P. Delaware TA Venture Investors Limited Partnership Massachusetts - -------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER Advent VI L.P. 528,254 Advent Atlantic and Pacific II L.P. 241,920 Advent New York L.P. 66,034 Advent Industrial II L.P. 87,217 TA Venture Investors Limited Partnership 7,923 ------------------------------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY N/A OWNED BY ------------------------------------------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON Advent VI L.P. 528,254 WITH Advent Atlantic and Pacific II L.P. 241,920 Advent New York L.P. 66,034 Advent Industrial II L.P. 87,217 TA Venture Investors Limited Partnership 7,923 ------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER N/A - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Advent VI L.P. 528,254 Advent Atlantic and Pacific II L.P. 241,920 Advent New York L.P. 66,034 Advent Industrial II L.P. 87,217 TA Venture Investors Limited Partnership 7,923 - -------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Advent VI L.P. 6.17 Advent Atlantic and Pacific II L.P. 2.83 Advent New York L.P. .77 Advent Industrial II L.P. 1.02 TA Venture Investors Limited Partnership .09 - -------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON Each entity is a Limited Partnership - -------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3 SCHEDULE 13G Page 3 of 4 Pages Item 1: (a) Name of Issuer: Sonic Solutions (b) Address of Issuer's Principal Executive Offices: 101 Rowland Way Norato, CA 94945 Item 2: (a) Name of Person Filing: Advent VI L.P. Advent Atlantic and Pacific II L.P. Advent New York L.P. Advent Industrial II L.P. TA Venture Investors Limited Partnership (b) Address of Principal Business Office or, if none, Residence: c/o TA Associates 125 High Street, Suite 2500 Boston, MA 02110 (c) Citizenship: Not Applicable (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 835460 10 6 Item 3: IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable Item 4: (a) Amount Beneficially Owned: COMMON STOCK ------------ Advent VI L.P. 528,254 Advent Atlantic and Pacific II L.P. 241,920 Advent New York L.P. 66,034 Advent Industrial II L.P. 87,217 TA Venture Investors Limited Partnership 7,923 (b) Percent of Class: PERCENTAGE ---------- Advent VI L.P. 6.17 Advent Atlantic and Pacific II L.P. 2.83 Advent New York L.P. .77 Advent Industrial II L.P. 1.02 TA Venture Investors Limited Partnership .09 (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: COMMON STOCK ------------ Advent VI L.P. 528,254 Advent Atlantic and Pacific II L.P. 241,920 Advent New York L.P. 66,034 Advent Industrial II L.P. 87,217 TA Venture Investors Limited Partnership 7,923 (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: N/A (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION: COMMON STOCK ------------ Advent VI L.P. 528,254 Advent Atlantic and Pacific II L.P. 241,920 Advent New York L.P. 66,034 Advent Industrial II L.P. 87,217 TA Venture Investors Limited Partnership 7,923 (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION N/A Item 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable Item 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable - --------------- * This Schedule 13G is filed pursuant to Rule 13d-1(f) on behalf of ___________.
4 SCHEDULE 13G Page 4 of 4 Pages Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8: Identification and Classification of Members of the Group: This schedule 13G is filed pursuant to Rule 13d-1(c). For the agreement of group members to a joint filing, see below. Item 9: Notice of Dissolution of Group: Not Applicable Item 10: Certification: Not Applicable
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. AGREEMENT FOR JOINT FILING Advent VI L.P. Advent Atlantic and Pacific II L.P., Advent New York L.P., Advent Industrial II L.P. and TA Venture Investors Limited Partnership hereby agree that TA Associates shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of Sonic Solutions. Dated: ADVENT VI L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell ---------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT ATLANTIC AND PACIFIC II L.P. By: TA Associates AAP II Partners L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell ---------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT NEW YORK L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell ---------------------------------------------------- Katherine S. Cromwell, Managing Director ADVENT INDUSTRIAL II L.P. By: TA Associates VI L.P., its General Partner By: TA Associates, Inc. its General Partner By: /s/ Katherine S. Cromwell ---------------------------------------------------- Katherine S. Cromwell, Managing Director TA VENTURE INVESTORS LIMITED PARTNERSHIP By: /s/ Katherine S. Cromwell ---------------------------------------------------- Katherine S. Cromwell, General Partner -----END PRIVACY-ENHANCED MESSAGE-----